Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Alan Johnson is a registered investment advisor representative with Cetera Investment Advisers LLC. Brian has been in the financial services industry since 1995. Brian has been with Cetera Investment Advisers LLC since January 2014. Prior to that, Brian was with LPL FINANCIAL CORPORATION, FINANCIAL NETWORK INVESTMENT CORPORATION, LOCUST STREET SECURITIES, INC., and ALLIED GROUP MERCHANT BANKING CORPORATION. Brian holds Series 7, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
12/01/2020 - Present
Cetera Investment Advisers LLC (SIOUX CITY IA)
IA
04/04/2008 - 10/28/2009
LPL FINANCIAL CORPORATION (SIOUX CITY IA)
IA
03/26/2003 - 04/03/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (SIOUX CITY IA)
IA
11/27/1995 - 03/31/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
OH
06/28/1995 - 11/28/1995
ALLIED GROUP MERCHANT BANKING CORPORATION (COLUMBUS OH)
BOTH
Issued 01/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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