Unclaimed
Brian Alan Hagen is a registered investment advisor representative with D.h. Hill Advisors, Inc. Brian has been in the financial services industry since 2007. Brian has worked for several firms prior to joining D.h. Hill Advisors, Inc. including ProEquities, Inc., D.H. Hill Securities, LLLP, Securities America, Inc., OneAmerica Securities, Inc., and Stancorp Equities, Inc. Brian is licensed to provide advisory services in Texas, Florida, Louisiana, and Virginia. Brian has a Series 7 and Series 66 license. Brian is also registered to provide investment advice in these states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets from third party investment advisers
1
2
TX
10/31/2016 - Present
D.h. Hill Advisors, Inc. (Montgomery TX)
TX
05/06/2014 - 08/30/2016
PROEQUITIES, INC. (THE WOODLANDS TX)
TX
06/08/2012 - 05/16/2014
D.H. HILL SECURITIES, LLLP (KINGWOOD TX)
TX
05/18/2010 - 07/29/2010
SECURITIES AMERICA, INC. (HOUSTON TX)
IN
12/19/2007 - 04/22/2010
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
TX
10/09/2006 - 10/31/2007
STANCORP EQUITIES, INC. (HOUSTON TX)
BOTH
Issued 08/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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