Unclaimed
Brian Gunnels is a registered representative with Carty & Company, Inc. Brian is active in the securities industry since March 15, 1999 and holds Series 7, 24, 53, and 63 securities licenses. Brian is licensed in Alabama, Arizona, Arkansas, California, Connecticut, Florida, Illinois, Maryland, Massachusetts, Mississippi, Nevada, New Jersey, New York, Oregon, Pennsylvania, Tennessee, Texas, Utah, and Washington. Brian was previously associated with FNBB CAPITAL MARKETS, LLC and CREWS & ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
07/07/2023 - Present
Carty & Company, Inc. (Little Rock AR)
AL
11/19/2021 - 07/06/2023
FNBB CAPITAL MARKETS, LLC (BIRMINGHAM AL)
AR
03/28/1994 - 11/30/2016
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
OK
03/24/2000 - 03/29/2000
BOSC, INC. (TULSA OK)
BC
Issued 12/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 03/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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