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Brian Alan Gunnels

Carty & Company, Inc.

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About Brian Alan Gunnels

Brian Gunnels is a registered representative with Carty & Company, Inc. Brian is active in the securities industry since March 15, 1999 and holds Series 7, 24, 53, and 63 securities licenses. Brian is licensed in Alabama, Arizona, Arkansas, California, Connecticut, Florida, Illinois, Maryland, Massachusetts, Mississippi, Nevada, New Jersey, New York, Oregon, Pennsylvania, Tennessee, Texas, Utah, and Washington. Brian was previously associated with FNBB CAPITAL MARKETS, LLC and CREWS & ASSOCIATES, INC.

Firm Information

Brian Gunnels is currently registered with Carty & Company, Inc.. Carty & Company, Inc. is a Corporation formed on October 7, 1970. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Gunnels’s Registration & Firm History

AR

07/07/2023 - Present

Carty & Company, Inc. (Little Rock AR)

AL

11/19/2021 - 07/06/2023

FNBB CAPITAL MARKETS, LLC (BIRMINGHAM AL)

AR

03/28/1994 - 11/30/2016

CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)

OK

03/24/2000 - 03/29/2000

BOSC, INC. (TULSA OK)

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Licenses & Designations

BC

Issued 12/08/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2014

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/11/2014

Series 24 - General Securities Principal Examination

BC

Issued 03/25/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Alan Gunnels.
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