Unclaimed
Brian Fu is a financial advisor with over 40 years of experience in the industry. Brian is registered with Wells Fargo Clearing Services, LLC, and holds several professional licenses, including Series 6, 7, 22, 63, and 65. Brian is also registered in several states, including California, Colorado, Hawaii, Michigan, Nevada, and Washington. Brian specializes in investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals. Brian has extensive experience working with high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (HONOLULU HI)
NY
08/21/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/21/1993 - 08/24/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/19/1982 - 12/01/1993
G. R. PHELPS & CO., INC.
IA
Issued 11/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/03/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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