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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Soloway is a financial advisor with Raymond James & Associates, Inc. He has been in the industry since 2016 and specializes in providing financial advice to individuals, corporations and other businesses, as well as insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Brian's expertise extends to providing financial planning, educational seminars, and selection of other advisors. Before joining Raymond James & Associates, Inc. in 2019, Brian worked at DUFF & PHELPS SECURITIES LLC and BARCLAYS CAPITAL INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/16/2019 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
CA
12/07/2017 - 07/11/2019
DUFF & PHELPS SECURITIES LLC (LOS ANGELES CA)
NY
08/29/2012 - 07/24/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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