Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Acken is a financial professional with experience in the securities industry. Brian holds the Series 3, Series 7TO, and Series 63 licenses, and has been registered with FINRA since 2020. Brian is currently employed by TP Icap Global Markets Americas LLC. Brian previously worked at Tullett Prebon Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/10/2021 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
10/01/2020 - 02/11/2021
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
BC
Issued 12/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Brian Acken is the right advisor for you? Invested Better is here to help.
