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Brian A Taylor

Robinhood Financial, LLC

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About Brian A Taylor

Brian Taylor is a financial professional with over 9 years of experience in the industry. Brian is registered with Robinhood Financial, LLC and holds multiple licenses including Series 3, SIE, 7, and 6. Brian has previously been employed at Wells Fargo Clearing Services, LLC in Gainesville, FL. Currently, Brian is located at the Robinhood Financial, LLC office in Lake Mary, FL.

Firm Information

Brian Taylor is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Taylor’s Registration & Firm History

FL

10/20/2023 - Present

Robinhood Financial, LLC (Lake Mary FL)

FL

04/05/2021 - 06/30/2023

ROBINHOOD FINANCIAL, LLC (Lake Mary FL)

FL

04/07/2014 - 03/30/2021

WELLS FARGO CLEARING SERVICES, LLC (GAINESVILLE FL)

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Licenses & Designations

BC

Issued 04/17/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2024

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2017

Series 7 - General Securities Representative Examination

BC

Issued 04/05/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian A Taylor.
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