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Brian A Sasser

Jonestrading

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About Brian A Sasser

Brian Sasser is a financial professional with over 20 years of experience in the industry. Brian holds several licenses and registrations, including Series 7, 24, 55, 57TO, and 63, and has been registered with the Financial Industry Regulatory Authority (FINRA) for over 20 years. Brian is currently registered with Jonestrading, a firm with a national reach. Brian is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Brian Sasser is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Sasser’s Registration & Firm History

NC

09/04/2002 - Present

Jonestrading (Charlotte NC)

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Licenses & Designations

BC

Issued 10/02/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/31/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian A Sasser.
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