Unclaimed
Brian Sasser is a financial professional with over 20 years of experience in the industry. Brian holds several licenses and registrations, including Series 7, 24, 55, 57TO, and 63, and has been registered with the Financial Industry Regulatory Authority (FINRA) for over 20 years. Brian is currently registered with Jonestrading, a firm with a national reach. Brian is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/04/2002 - Present
Jonestrading (Charlotte NC)
BC
Issued 10/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/31/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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