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Brian A Rich

Nylife Securities LLC

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About Brian A Rich

Brian Rich is a financial advisor with Nylife Securities LLC, registered with the state of Maryland. Brian has been in the industry since July 18, 2014 and holds Series 6, Series 63, Series 6TO and SIE licenses. Brian is currently based out of Annapolis, Maryland.

Firm Information

Brian Rich is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Rich’s Registration & Firm History

MD

05/03/2023 - Present

Nylife Securities LLC (ANNAPOLIS MD)

MD

01/21/2020 - 01/04/2023

NYLIFE SECURITIES LLC (LINTHICUM MD)

MD

11/20/2006 - 09/18/2012

NYLIFE SECURITIES LLC (ANNAPOLIS MD)

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Licenses & Designations

BC

Issued 06/26/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/21/2020

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian A Rich.
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