Unclaimed
Brian A Pomerant is a registered representative with Northwestern Mutual Investment Services, LLC. Brian is a licensed securities professional with experience in the financial services industry. Brian holds Series 6 and Series 63 licenses. Brian works with clients in the AVENTURA area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
09/27/2018 - Present
Northwestern Mutual Investment Services, LLC (AVENTURA FL)
FL
02/11/2008 - 03/02/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MIAMI FL)
FL
08/09/2006 - 03/02/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MIAMI FL)
BC
Issued 10/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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