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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian A. Hummel is an Investment Advisor Representative at Cetera Investment Advisers LLC. Brian has over 17 years of experience in the financial services industry. Brian is a Series 6 and Series 63 licensed professional and holds a Series 65 license as an Investment Advisor Representative. He is registered with the following states: Florida, Maine, Maryland, New York, and Pennsylvania. Brian is also registered as an Investment Advisor Representative in Pennsylvania. Previously, Brian was employed at INFINEX INVESTMENTS, INC. , SORRENTO PACIFIC FINANCIAL, LLC, PNC INVESTMENTS and NYLIFE SECURITIES INC. Brian specializes in providing financial planning, pension consulting, and portfolio management services for individuals and businesses. Brian’s mission is to help clients achieve their financial goals and build a brighter future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
07/01/2019 - Present
Cetera Investment Advisers LLC (MIFFLINTOWN PA)
PA
08/06/2012 - 07/01/2019
INFINEX INVESTMENTS, INC. (NEW BLOOMFIELD PA)
PA
02/08/2008 - 07/18/2012
SORRENTO PACIFIC FINANCIAL, LLC (MIFFLINTOWN PA)
PA
10/28/2004 - 10/12/2007
PNC INVESTMENTS (CAMP HILL PA)
NY
03/26/2002 - 10/20/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 9/7/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/8/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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