Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian De souza is a financial advisor at Stifel, Nicolaus & Company, Inc., with over 20 years of experience in the industry. Brian has worked with a variety of clients, including individuals, families, businesses, and institutions. Brian is also a Registered Investment Advisor, and he offers a range of financial services, including investment management, financial planning, and retirement planning. Brian is committed to providing his clients with personalized and professional financial advice. Prior to joining Stifel, Nicolaus & Company, Inc., Brian worked with Morgan Stanley and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/08/2023 - Present
Stifel, Nicolaus & Company, Inc. (MIAMI FL)
FL
06/01/2009 - 12/13/2023
MORGAN STANLEY (Boca Raton FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
02/03/2003 - 04/02/2007
MORGAN STANLEY DW INC. (BOCA RATON FL)
FL
12/13/2002 - 01/02/2003
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
IA
Issued 03/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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