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Brian A Carlin

Truist Securities, Inc.

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About Brian A Carlin

Brian Carlin is a financial advisor with Truist Securities, Inc., registered in 52 states. Brian is licensed to sell a wide variety of financial products and services and has held licenses since 2011. Brian's prior firm was CREDIT SUISSE SECURITIES (USA) LLC.

Firm Information

Brian Carlin is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Carlin’s Registration & Firm History

NY

09/29/2023 - Present

Truist Securities, Inc. (NEW YORK NY)

NY

08/17/2011 - 10/20/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/05/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian A Carlin.
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