linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brewer Stevenson Stone

BA Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brewer? Claim Your Profile

About Brewer Stevenson Stone

Brewer Stevenson Stone is a financial advisor at Ba Securities, LLC. Brewer has been in the financial industry since 1997 and is registered with the state of California, Pennsylvania and Texas. Brewer holds Series 3, 7, 8, 24, 63 and SIE licenses. Brewer has previous experience at Headwaters BD, LLC, Code Advisors LLC, KeyBanc Capital Markets Inc., Pacific Crest Securities LLC, FBR Capital Markets & Co. and East Peak Advisors, LLC.

Firm Information

Brewer Stone is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brewer Stone’s Registration & Firm History

CA

03/08/2018 - Present

BA Securities, LLC (SAN FRANCISCO CA)

CO

07/13/2017 - 04/10/2018

HEADWATERS BD, LLC (DENVER CO)

CA

04/26/2017 - 11/21/2017

CODE ADVISORS LLC (SAN FRANCISCO CA)

CA

04/13/2015 - 10/05/2016

KEYBANC CAPITAL MARKETS INC. (SAN FRANCISCO CA)

CA

01/07/2011 - 04/13/2015

PACIFIC CREST SECURITIES LLC (SAN FRANCISCO CA)

CA

03/10/2008 - 04/28/2010

FBR CAPITAL MARKETS & CO. (SAN FRANCISCO CA)

CA

08/02/2002 - 03/17/2008

EAST PEAK ADVISORS, LLC (GREENBRAE CA)

NY

06/23/1994 - 12/21/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

Not sure if Brewer Stevenson Stone is right for you?

Licenses & Designations

BC

Issued 11/27/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/2003

Series 24 - General Securities Principal Examination

BC

Issued 07/23/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/1994

Series 7 - General Securities Representative Examination

BC

Issued 05/26/1994

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brewer Stevenson Stone.
Not sure if Brewer Stevenson Stone is right for you?