Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Gardiner is a financial advisor with over 18 years of experience in the financial services industry. Brett is currently registered with Osaic Wealth, Inc. and has previously worked with Woodbury Financial Services, Inc., Realty Capital Securities, LLC, and Hartford Life Distributors, LLC. Brett holds Series 6, 7, 63, and 66 licenses and the SIE designation. Brett specializes in financial planning, pension consulting, educational seminars, and selection of other advisors. Brett provides portfolio management services for individuals and businesses. Brett's current practice is Spruce Street Financial LLC and is located in Northbrook, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
01/19/2024 - Present
Osaic Wealth, Inc. (NORTHBROOK IL)
IL
10/28/2016 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (NORTHBROOK IL)
NY
08/29/2012 - 02/17/2015
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
CT
03/24/2004 - 08/30/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
BOTH
Issued 03/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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