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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Moody is a financial advisor with Avantax Advisory Services. Brett is a Registered Representative and Investment Advisor Representative who has worked in the financial services industry since 2008. Brett holds the Series 4, 7, 24, 52TO, 53, 63, 66, 99TO licenses and the SIE exam. Brett's previous employers include 1ST GLOBAL CAPITAL CORP., LINCOLN FINANCIAL SECURITIES CORPORATION, and FIDELITY BROKERAGE SERVICES LLC. Brett is based in Irving, Texas and specializes in Financial Planning, Retirement Planning, Insurance, and Estate Planning. Brett also provides investment advisory services to high-net-worth individuals, corporations and other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (IRVING TX)
TX
11/10/2009 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
08/11/2008 - 07/24/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (PLANO TX)
TX
02/13/2008 - 07/08/2008
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 04/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/13/2014
Series 4 - Registered Options Principal Examination
BC
Issued 08/26/2011
Series 24 - General Securities Principal Examination
BC
Issued 08/21/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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