Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Thomas Bartkiewicz is a financial advisor who has been in the industry since February 17, 1996. Brett is currently registered with Raymond James Financial Services Advisors, Inc. and has a branch office location in Avon, Connecticut. Brett has held previous positions with TD Private Client Wealth LLC, Wachovia Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Inc., and Continental Broker-Dealer Corp. Brett is licensed in 23 states. Brett specializes in working with individuals, businesses, insurance companies, charitable organizations, and pension and profit-sharing plans. Brett also offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services. Brett holds the Series 7, Series 9, Series 10, Series 63, and Series 65 licenses. Brett also holds the SIE license. Brett is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
04/25/2024 - Present
Raymond James Financial Services Advisors, Inc. (Avon CT)
CT
05/24/2016 - 05/10/2024
TD PRIVATE CLIENT WEALTH LLC (HARTFORD CT)
CT
04/20/2001 - 03/22/2006
WACHOVIA SECURITIES, LLC (WATERTOWN CT)
NY
04/22/1997 - 04/17/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/12/1994 - 05/05/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
09/23/1994 - 11/14/1994
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 6/17/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 1/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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