Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Boscarino is a securities professional with over 20 years of experience in the financial industry. Brett has held positions with a number of firms including SUMO Capital, LLC, DV Securities, LLC, Volant Liquidity, LLC, and BANC of America Securities LLC. Brett is currently employed with Jane Street Capital, LLC and Jane Street Options, LLC. Brett is a licensed Series 7, Series 63, Series 24, and Series 4 licensed professional, and he is also a licensed Series 3, Series 55, and Series 6 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/26/2023 - Present
Jane Street Capital, LLC (New York NY)
IL
02/28/2018 - 08/14/2018
SUMO CAPITAL, LLC (CHICAGO IL)
IL
11/10/2017 - 01/02/2018
DV SECURITIES, LLC (CHICAGO IL)
IL
04/04/2013 - 05/25/2017
VOLANT LIQUIDITY, LLC (Chicago IL)
NY
05/12/2000 - 02/23/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NA
09/22/1995 - 12/31/1997
HULL TRADING COMPANY, L.L.C.
MA
01/01/1994 - 12/01/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/01/1994 - 12/01/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 08/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2015
Series 4 - Registered Options Principal Examination
BC
Issued 06/11/2015
Series 24 - General Securities Principal Examination
BC
Issued 06/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/22/2000
Series 3 - National Commodity Futures Examination
BC
Issued 05/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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