Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett T Griffin is a financial advisor who has been in the industry for over 20 years. Brett is currently registered with Davies Financial Advisors, Inc. and has been with the firm since January 2024. Prior to joining Davies Financial Advisors, Inc., Brett was an advisor at Charles Schwab & Co., Inc. from 2005 until January 2024, and before that worked at Morgan Stanley DW Inc. and Merrill Lynch. Brett is a Certified Financial Planner and has passed several industry exams. Brett works with both individuals and businesses, and provides financial planning, pension consulting, and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/10/2024 - Present
Davies Financial Advisors, Inc. (MURRIETA CA)
CA
09/14/2005 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Carlsbad CA)
NY
03/14/2000 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/21/1999 - 03/31/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/09/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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