Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett t.? Claim Your ProfileBrett Williams is an investment advisor representative with UBS Financial Services Inc. Brett has been in the industry since 1993 and has experience with various investment products and services. Brett's areas of specialization include securities, mutual funds, variable annuities, fixed annuities, life insurance, and retirement planning. Brett is registered with FINRA and holds the following licenses: Series 6, Series 7, Series 31, Series 63, Series 65, and SIE. Brett is also registered with the states of Texas and Washington as an Investment Advisor Representative. Brett has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BA Investment Services, Inc., and Seafirst Investment Services, Inc. Brett also owns a 50% stake in Power Commercial Trucks and Equipment through a company called Storm Ventures LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
02/27/2009 - Present
UBS Financial Services Inc. (Bellevue WA)
WA
06/04/1999 - 03/04/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
CA
07/01/1998 - 03/23/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
10/08/1993 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
IA
Issued 01/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/07/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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