Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Stephen Williams is a financial advisor with over 20 years of experience in the industry. Brett has worked with several prominent firms including Hines Securities, Inc., CCO Capital, LLC, PTX Securities, LLC, Sealy Investment Securities, LLC, and currently Independent Financial Group, LLC. Brett is licensed in both Pennsylvania and Texas and has a strong understanding of financial markets. Brett is a dedicated professional and committed to providing clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
08/28/2024 - Present
Independent Financial Group, LLC (EXTON PA)
TX
12/09/2019 - 11/06/2023
SEALY INVESTMENT SECURITIES, LLC (DALLAS TX)
TX
03/05/2019 - 12/02/2019
PTX SECURITIES, LLC (PLANO TX)
AZ
06/01/2015 - 12/17/2018
CCO CAPITAL, LLC (PHOENIX AZ)
TX
09/13/2012 - 06/02/2015
HINES SECURITIES, INC. (HOUSTON TX)
MA
02/05/2009 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
NJ
08/19/2002 - 02/02/2009
SUNAMERICA CAPITAL SERVICES, INC. (ALLENTOWN NJ)
BOTH
Issued 11/22/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/16/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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