Unclaimed
Brett Bushinger is a financial advisor with Smbc Nikko Securities America, Inc. Brett holds the Series 7, Series 63, and SIE licenses and has been in the financial services industry since 2010. Previously, Brett worked at Citigroup Global Markets Inc., where he held a registration with the Investment Adviser Association. Brett is currently registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/29/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
06/24/2010 - 07/07/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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