Unclaimed
Brett Rude is a financial advisor with Raymond James & Associates, Inc., based in Birmingham, MI. Brett has been in the industry since 2022 and holds Series 7TO, SIE, and Series 66 licenses. Previously, Brett worked at Ameriprise Financial Services, LLC and Comerica Securities. Brett specializes in working with individuals, families, and businesses. Brett’s practice focuses on providing financial planning, portfolio management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/03/2024 - Present
Raymond James & Associates, Inc. (BIRMINGHAM MI)
MI
11/03/2023 - 06/10/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Bloomfield Hills MI)
MI
11/21/2022 - 11/03/2023
COMERICA SECURITIES (BLOOMFIELD HILLS MI)
BOTH
Issued 01/25/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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