Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Robert Spatz is a financial professional with Assetmark Brokerage, LLC. Brett has been in the financial services industry since October 10, 2020. Brett's registration with FINRA began on September 13, 2022. Brett holds the Series 7TO and SIE licenses. Brett is based in Phoenix, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
09/13/2022 - Present
Assetmark Brokerage, LLC (Phoenix AZ)
MO
09/14/2020 - 08/16/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 09/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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