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Brett Ritter

MM Ascend Life Investor Services, LLC

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About Brett Ritter

Brett Ritter is a financial professional with over 17 years of experience in the industry. Brett has a strong background in investments, having worked with a number of prominent firms including Northwestern Mutual Investment Services, LLC, Wells Fargo Advisors, LLC, and Schroder Fund Advisors LLC. Brett is currently registered with MM Ascend Life Investor Services, LLC.

Firm Information

Brett Ritter is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Brett Ritter’s Registration & Firm History

OH

06/24/2024 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

NY

05/22/2020 - 05/13/2024

SCHRODER FUND ADVISORS LLC (NEW YORK NY)

NE

04/01/2019 - 04/16/2020

WEITZ SECURITIES, INC. (OMAHA NE)

NE

12/09/2015 - 04/01/2019

PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)

NE

05/06/2015 - 11/06/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (OMAHA NE)

MO

03/28/2013 - 03/20/2015

WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)

CA

11/13/2009 - 03/18/2013

METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)

CA

10/10/2008 - 08/25/2009

CPS FINANCIAL & INSURANCE SERVICES, INC. (IRVINE CA)

CA

02/07/2007 - 12/31/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEWPORT BEACH CA)

WI

12/03/2004 - 07/05/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 02/18/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2014

Series 7 - General Securities Representative Examination

BC

Issued 12/02/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brett Ritter.
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