Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Richard Huff is a financial advisor with Stephens. Brett is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry for 19 years. Brett has been with Stephens for 19 years. Brett is registered in Arkansas and Texas. Brett holds the Series 7, Series 63, Series 86, Series 87, and SIE licenses. Brett is also a Chartered Financial Analyst (CFA). Brett has a history of working with clients in the individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, insurance companies, charitable organizations, and non-corporate organizations. Brett specializes in financial planning, portfolio management, and investment consulting services. Brett is committed to providing personalized financial advice to clients of all ages and income levels.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
08/09/2018 - Present
Stephens (LITTLE ROCK AR)
TX
08/19/2004 - 04/05/2005
SOUTHWEST SECURITIES, INC. (DALLAS TX)
BC
Issued 06/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/25/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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