Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Rhodes is a financial advisor based in St. Louis, MO. Brett has been in the financial services industry since 2019 and is currently registered with Stifel, Nicolaus & Company, Inc. Brett has a variety of experience in the financial services industry. Prior to joining Stifel, Nicolaus & Company, Inc., Brett worked at CHARLES SCHWAB & CO., INC. and TD AMERITRADE, INC. Brett holds Series 7TO, Series 63, Series 9 and Series 10 licenses. Brett specializes in a variety of financial products and services, including but not limited to: financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/04/2024 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
02/20/2023 - 01/09/2024
CHARLES SCHWAB & CO., INC. (St Louis MO)
MO
11/07/2019 - 02/20/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 11/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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