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Brett Randolph Fodero

Btig, LLC

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About Brett Randolph Fodero

Brett Randolph Fodero is a financial advisor at Btig, LLC with over 10 years of experience in the industry. Brett has a broad range of experience in the financial services industry, having previously worked at BMO Capital Markets Corp. and Lazard Capital Markets LLC. Brett is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 79, 86, 87, and SIE licenses, as well as a Series 63 license.

Firm Information

Brett Fodero is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brett Fodero’s Registration & Firm History

NY

05/11/2015 - Present

Btig, LLC (New York NY)

NY

11/22/2013 - 05/08/2015

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NY

12/17/2008 - 11/11/2013

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/06/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/29/2009

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/21/2009

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/16/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brett Randolph Fodero.
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