Unclaimed
Brett Clark is a registered representative with Smbc Nikko Securities America, Inc. Brett Clark has been in the industry since September 3, 2019, and is registered in 51 states. Brett Clark is licensed with Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/04/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 09/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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