Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Poling is a financial advisor who has been working in the industry since September 10, 2019. Brett currently works for Citigroup Global Markets Inc. Brett is registered with the state of Florida. Brett has been with Citigroup Global Markets Inc. since January 2024. Brett has also worked for several other firms, including Charles Schwab & Co., Inc., Robinhood Financial, LLC, and EMPOWER FINANCIAL SERVICES, INC. Brett specializes in providing financial advice to individuals and businesses, including investment management, financial planning, and asset allocation. Brett holds Series 63, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/11/2025 - Present
Citigroup Global Markets Inc. (Jacksonville FL)
CO
04/10/2023 - 12/01/2023
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
02/15/2023 - 03/28/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
06/29/2021 - 08/05/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CA
01/17/2019 - 07/01/2021
CHARLES SCHWAB & CO., INC. (Newport Beach CA)
BC
Issued 04/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brett Poling is the right advisor for you? Invested Better is here to help.
