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Brett Michael Utnick

BMO Capital Markets Corp.

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About Brett Michael Utnick

Brett Michael Utnick is a financial professional with over 20 years of experience in the industry. Brett has a strong background in securities and investments, and has held various roles at prominent firms such as RBC Capital Markets, LLC, Macquarie Capital (USA) Inc. and NYLIFE Securities Inc. Brett is currently registered with BMO Capital Markets Corp. and holds a number of industry licenses and certifications. Brett's expertise covers a wide range of financial services, including investment company products, variable contracts, securities trading, and operations.

Firm Information

Brett Utnick is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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Brett Utnick’s Registration & Firm History

NY

07/16/2019 - Present

BMO Capital Markets Corp. (New York NY)

NJ

04/25/2016 - 05/08/2019

RBC CAPITAL MARKETS, LLC (Jersey City NJ)

NY

09/11/2012 - 04/27/2016

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

05/29/2002 - 07/15/2003

NYLIFE SECURITIES INC. (NEW YORK NY)

NY

01/23/2001 - 02/22/2002

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/09/2014

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/10/2012

Series 99 - Operations Professional Examination

BC

Issued 01/22/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brett Michael Utnick.
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