Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Mathis is a financial advisor with Wells Fargo Securities, LLC, and is currently registered to conduct business in North Carolina. Brett has been in the financial services industry since November 28, 2018, and has passed the Series 63, SIE, and Series 79 exams. Brett was previously employed by Fifth Third Securities, Inc., and also by Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/28/2020 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
02/25/2020 - 08/07/2020
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
NC
04/03/2018 - 07/19/2019
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 04/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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