Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Michael Frum has been in the financial industry since 2004. Currently, Brett works at KCD Financial, Inc. He is a Registered Representative and Investment Adviser Representative, holding licenses in multiple states. Brett has a broad experience, having worked with multiple firms over the years. He has worked in various roles, ranging from financial advisor to wholesaler for various companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A portion of fees paid to 3rd party advisors
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2
WI
08/17/2022 - Present
KCD Financial, Inc. (GREEN BAY WI)
MN
04/07/2021 - 08/17/2021
AEI SECURITIES, INC. (ST. PAUL MN)
CA
07/10/2018 - 06/14/2019
PATRICK CAPITAL MARKETS, LLC (Aliso Viejo CA)
TX
06/06/2014 - 04/10/2018
PROVASI CAPITAL PARTNERS LP (DALLAS TX)
AZ
01/30/2014 - 06/20/2014
BIC DISTRIBUTORS, LLC (PHOENIX AZ)
NY
04/03/2007 - 06/07/2013
MBSC SECURITIES CORPORATION (NEW YORK NY)
NJ
02/13/2006 - 04/16/2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NM
06/15/2004 - 06/02/2005
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
MA
03/06/2001 - 09/08/2003
SELIGMAN ADVISORS, INC. (BOSTON MA)
NY
03/06/2001 - 03/07/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
NA
11/02/1992 - 03/23/1993
PAINEWEBBER INCORPORATED
NA
09/09/1991 - 11/03/1992
HIBBARD BROWN & CO., INC.
IA
Issued 09/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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