Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Marcus is a financial professional with over 19 years of experience in the industry. Brett has a wide range of experience in the financial services industry, having worked for several firms including Stifel, Nicolaus & Company, Incorporated, Needham & Company, LLC, and GFI Securities LLC. Brett is currently registered with Oppenheimer & Co. Inc. as a Registered Representative and Investment Advisor Representative. Brett holds several licenses and designations, including Series 7, 63, 24, 55, 86, 87, SIE, and Series 57TO. Brett is able to offer a variety of financial services to individuals and businesses, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
03/28/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
02/01/2012 - 03/24/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/16/2010 - 01/06/2012
NEEDHAM & COMPANY, LLC (NEW YORK NY)
NY
12/04/2007 - 03/26/2010
GFI SECURITIES LLC (NEW YORK NY)
NY
08/08/2006 - 10/18/2007
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
03/29/2006 - 10/01/2007
BUCKLEY & YOUNG, LLC (RYE NY)
NY
06/17/2004 - 03/24/2006
BAM OPTIONS L.L.C. (NEW YORK NY)
NY
03/15/2004 - 05/27/2004
MARCUS, BRETT ALAN (NEW YORK NY)
NY
09/26/2003 - 04/06/2004
LABRANCHE STRUCTURED PRODUCTS LLC (NEW YORK NY)
BC
Issued 06/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2009
Series 4 - Registered Options Principal Examination
BC
Issued 05/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/27/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/09/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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