Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Sibley is a financial professional with over 20 years of experience in the industry. Brett is currently registered with BNP Paribas Securities Corp. and has previously held positions at BNP PARIBAS PRIME BROKERAGE, INC., MF GLOBAL INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and HSBC SECURITIES (USA) INC. Brett holds the Series 7, Series 63, SIE and Series 79TO licenses. Brett has a diverse background in the financial industry and is committed to providing clients with sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/12/2018 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
06/19/2012 - 07/09/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
06/24/2011 - 12/12/2011
MF GLOBAL INC. (NEW YORK NY)
NY
01/30/2009 - 06/27/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/23/2004 - 02/02/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/16/2002 - 05/21/2004
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 08/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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