Unclaimed
Brett M Davis is a financial professional with FTP Securities LLC. Brett has been in the financial industry for 2 years and is registered with FINRA as a Series 79TO, Series 63, and SIE licensed individual. Brett is currently registered with the state of New York and is active in the broker-dealer channel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/13/2024 - Present
FTP Securities LLC (NEW YORK NY)
BC
Issued 07/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/07/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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