Unclaimed
Brett Lancaster is a financial advisor registered with PNC Capital Markets LLC. Brett has been in the securities industry since October 26, 2017. Brett holds a Series 63, Series 7, Series 79TO and SIE license and is registered to conduct business in Alabama, Florida, Georgia, Louisiana and Mississippi. Brett previously worked for BBVA Securities Inc. and Brean Capital, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
10/12/2021 - Present
PNC Capital Markets LLC (Birmingham AL)
AL
05/21/2019 - 06/02/2021
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
07/14/2016 - 10/10/2017
BREAN CAPITAL, LLC (BIRMINGHAM AL)
AL
01/22/2014 - 09/26/2014
BBVA SECURITIES INC. (BIRMINGHAM AL)
BC
Issued 08/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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