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Brett L Lancaster

PNC Capital Markets LLC

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About Brett L Lancaster

Brett Lancaster is a financial advisor registered with PNC Capital Markets LLC. Brett has been in the securities industry since October 26, 2017. Brett holds a Series 63, Series 7, Series 79TO and SIE license and is registered to conduct business in Alabama, Florida, Georgia, Louisiana and Mississippi. Brett previously worked for BBVA Securities Inc. and Brean Capital, LLC.

Firm Information

Brett Lancaster is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brett Lancaster’s Registration & Firm History

AL

10/12/2021 - Present

PNC Capital Markets LLC (Birmingham AL)

AL

05/21/2019 - 06/02/2021

BBVA SECURITIES INC. (BIRMINGHAM AL)

AL

07/14/2016 - 10/10/2017

BREAN CAPITAL, LLC (BIRMINGHAM AL)

AL

01/22/2014 - 09/26/2014

BBVA SECURITIES INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 08/30/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/10/2017

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brett L Lancaster.
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