Unclaimed
Brett Kribs is an active investment advisor representative with Stifel, Nicolaus & Company, Inc. Brett is a registered representative with the state of Illinois, Missouri and New York, and has been in the securities industry since 2011. Brett is also a registered principal with the state of Illinois and has successfully passed the General Securities Principal Examination, Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (ORLAND PARK IL)
NY
01/18/2019 - 06/25/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
BOTH
Issued 05/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2014
Series 24 - General Securities Principal Examination
BC
Issued 08/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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