Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Keenan Minogue is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brett has been in the financial services industry since 2001. Brett holds Series 7, 9, 10, 24, 66 licenses and is registered with FINRA, the Securities Investor Protection Corporation (SIPC), and the state of Texas. Brett works with a wide range of clients including high-net-worth individuals, corporations, pension and profit-sharing plans, insurance companies, and charitable organizations. Brett’s clients primarily reside in Massachusetts, Maryland, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
04/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Pembroke MA)
NC
10/18/2016 - 06/19/2019
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
MA
10/23/2009 - 10/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
12/15/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
04/18/2008 - 12/31/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
10/05/2005 - 04/18/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
03/07/2001 - 10/06/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 04/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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