Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Howard is a financial advisor with LPL Financial LLC. Brett has been in the industry since 2003 and has a wide range of experience in financial planning, investment management, and retirement planning. Brett holds Series 6, 7, and 66 licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2008. Prior to joining LPL Financial LLC, Brett has worked with other firms including Wells Fargo Advisors LLC, Ameriprise Financial Services Inc., and Ameriprise Financial Services, LLC. Brett is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/09/2024 - Present
LPL Financial LLC (SANTA ROSA CA)
CA
01/03/2011 - 02/01/2017
WELLS FARGO CLEARING SERVICES, LLC (SANTA ROSA CA)
CA
03/31/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SANTA ROSA CA)
CA
10/23/2009 - 03/19/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA ROSA CA)
CA
03/03/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SANTA ROSA CA)
BOTH
Issued 06/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brett Howard is the right advisor for you? Invested Better is here to help.
