Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Swanson is a financial advisor with American Enterprise Investment Services Inc. located in Minneapolis, MN. Brett has been in the securities industry since March 16, 2004. Brett holds the Series 7 and Series 66 licenses as well as the SIE exam. Brett has previously worked at INVEST FINANCIAL CORPORATION, UBS FINANCIAL SERVICES INC., PIPER JAFFRAY & CO. and STOCKWALK.COM, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
06/04/2012 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
11/10/2006 - 08/07/2009
INVEST FINANCIAL CORPORATION (FEGUS FALLS MN)
ND
08/12/2006 - 11/21/2006
UBS FINANCIAL SERVICES INC. (FARGO ND)
MN
05/17/2002 - 08/12/2006
PIPER JAFFRAY & CO. (FERGUS FALLS MN)
MN
08/22/2000 - 08/17/2001
STOCKWALK.COM, INC. (MINNEAPOLIS MN)
BOTH
Issued 06/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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