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Brett Joseph Ford

Equitable Distributors, LLC

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About Brett Joseph Ford

Brett Ford is a financial professional with over 30 years of experience in the financial services industry. Brett is a registered representative of Equitable Distributors, LLC. Brett has held previous positions with GWFS Equities, Inc., Transamerica Capital, Inc., Lincoln Financial Distributors, Inc., American Skandia Marketing, Inc., and Fidelity Brokerage Services, Inc. Brett is licensed in 52 states and the District of Columbia.

Firm Information

Brett Ford is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brett Ford’s Registration & Firm History

NC

06/14/2019 - Present

Equitable Distributors, LLC (Charlotte NC)

CO

04/12/2016 - 03/29/2019

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

02/24/2005 - 04/07/2016

TRANSAMERICA CAPITAL, INC. (CASTLE ROCK CO)

PA

03/21/2001 - 02/28/2005

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

CT

07/08/1999 - 01/19/2001

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

RI

08/20/1992 - 06/14/1999

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 09/21/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/25/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1993

Series 7 - General Securities Representative Examination

BC

Issued 08/18/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brett Joseph Ford.
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