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Brett John Sandor

Interactive Brokers LLC

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About Brett John Sandor

Brett John Sandor is a financial advisor with Interactive Brokers LLC. Brett has been in the securities industry since September 11, 2006. Brett has a Series 3, Series 7, Series 57, and Series 63 license. Brett is registered in 53 states. Brett was previously employed with NATIONAL SECURITIES CORPORATION and LAIDLAW & COMPANY (UK) LTD.

Firm Information

Brett Sandor is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brett Sandor’s Registration & Firm History

CT

11/14/2007 - Present

Interactive Brokers LLC (GREENWICH CT)

NY

04/24/2006 - 06/11/2007

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NA

09/02/2005 - 09/15/2005

LAIDLAW & COMPANY (UK) LTD. (LONDON )

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Licenses & Designations

BC

Issued 02/06/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/29/2020

Series 3 - National Commodity Futures Examination

BC

Issued 12/12/2018

Series 57 - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brett John Sandor.
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