Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Rose is a financial advisor with over 20 years of experience in the financial services industry. Brett currently holds a Series 6, 63, 26, and SIE license and is registered with Transamerica Capital, Inc. Brett specializes in Investment Company Products/Variable Contracts and has worked at Transamerica Capital, Inc. in Cedar Rapids, IA from 2007 to 2013 and again since 2021. Previously, Brett was also registered with Intersecurities, Inc. in Cedar Rapids, IA from 2001 to 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
02/15/2021 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
IA
04/03/2007 - 05/07/2013
TRANSAMERICA CAPITAL, INC. (CEDAR RAPIDS IA)
IA
10/08/2001 - 03/27/2007
INTERSECURITIES, INC. (CEDAR RAPIDS IA)
BC
Issued 03/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/13/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/19/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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