Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett James Pantazi is a securities professional with over 20 years of experience in the financial services industry. He currently holds a Series 7, Series 62, Series 63, Series 79TO, and SIE license and is registered with Middle Market Transactions, Inc. in Missouri. Brett has previously worked with NatCity Investments, Inc. and A.G. Edwards & Sons, Inc. in various roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
04/12/2010 - Present
Middle Market Transactions, Inc. (ST. LOUIS MO)
MO
01/17/2008 - 04/28/2009
NATCITY INVESTMENTS, INC. (CLAYTON, ST LOUIS MO)
MO
08/24/2006 - 12/14/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
10/09/2001 - 09/08/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 12/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/08/2001
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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