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Brett James Novosel

Northern Trust Securities, Inc.

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About Brett James Novosel

Brett Novosel is a financial professional with over 20 years of experience in the financial services industry. Brett currently works for Northern Trust Securities, Inc. in the Chicago branch office. Brett has been registered with Northern Trust Securities, Inc. since May 2016 and has worked with various companies before that, such as Nuveen Investments, LLC and Bear, Stearns & Co. Inc. Brett holds a Series 3, 7 and 63 license, as well as a Series 65 license.

Firm Information

Brett Novosel is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brett Novosel’s Registration & Firm History

IL

05/18/2016 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

IL

09/15/2003 - 06/30/2004

NUVEEN INVESTMENTS, LLC (CHICAGO IL)

NY

10/26/2000 - 12/12/2002

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/01/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/26/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2016

Series 3 - National Commodity Futures Examination

BC

Issued 05/18/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brett James Novosel.
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