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Brett James Masarky

Neuberger Berman BD LLC

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About Brett James Masarky

Brett James Masarky is a registered representative with Neuberger Berman BD LLC. Brett has been in the securities industry for over 12 years. Brett is currently registered in 32 states and holds Series 6, 7, 63 and 65 licenses as well as the SIE exam. Brett's experience in the securities industry includes previous roles at J.P. Morgan Securities LLC, Chase Investment Services Corp. and Northwestern Mutual Investment Services, LLC.

Firm Information

Brett Masarky is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brett Masarky’s Registration & Firm History

NY

03/25/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

10/01/2012 - 08/06/2013

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

10/22/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

11/19/2007 - 07/27/2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/18/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/17/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2011

Series 7 - General Securities Representative Examination

BC

Issued 11/16/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brett James Masarky.
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