Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett James Cavalieri is an investment advisor representative who has been in the industry since 1993. Brett is registered with Morgan Stanley and has been with the firm since 2009. Brett has previously worked at several other financial institutions, including Morgan Stanley & Co. Incorporated, UST Securities Corp., Charles Schwab & Co., Inc. and Dean Witter Reynolds Inc. Brett is also a registered investment advisor and is licensed in 53 states. Brett is a Series 66, Series 65, Series 63, Series 10, Series 9, Series 31 and Series 7 licensed advisor. Brett provides financial planning, asset allocation advice, educational seminars and portfolio management services to individuals, businesses and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/13/2010 - Present
Morgan Stanley (MADISON CT)
CT
09/17/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ESSEX CT)
CT
04/19/2004 - 10/11/2007
UST SECURITIES CORP. (STAMFORD CT)
TX
05/04/1995 - 02/18/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
09/17/1993 - 04/18/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/25/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brett Cavalieri is the right advisor for you? Invested Better is here to help.
