Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett James Baldwin is a financial advisor associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Brett has been working in the financial services industry for over 10 years. Brett is registered with the state of Maryland. The advisor has passed several exams including the Series 66, Series 7TO and the SIE. The advisor has a focus on providing financial advice to high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans and insurance companies. Brett also has extensive experience working with charitable organizations. The firm provides a variety of financial services including portfolio management, financial planning, pension consulting, research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/24/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BALTIMORE MD)
BOTH
Issued 1/8/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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