Unclaimed
Brett Canna is a financial professional with over 20 years of experience in the industry. Brett is currently registered with Northwestern Mutual Investment Services, LLC in King of Prussia, PA. Brett has a Series 7, Series 3, and Series 63 license, as well as the Securities Industry Essentials Examination. Brett has worked with Stanley Laman Group Securities, LLC and MAKO Financial Markets, LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
04/27/2016 - Present
Northwestern Mutual Investment Services, LLC (KNG OF PRUSSIA PA)
PA
07/23/2004 - 04/19/2016
STANLEY LAMAN GROUP SECURITIES, LLC (BERWYN PA)
NY
05/29/2003 - 05/17/2004
MAKO FINANCIAL MARKETS, LLC (NEW YORK NY)
BC
Issued 05/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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